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SFC Executive Officers

Executive officers of Hong Kong banks conducting SFC-regulated activities

sfc_executive_officers

Rows
874
Coverage
October 2004 to November 2026
Columns
8
Latest data
2026-11-05

Sample

8 rows shown

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SFC Executive Officers: Sample
eo_cerefprincipal_cerefprincipal_nameprincipal_name_chira_typesappointed_fromupdated_atid
AAA608BJN782Bank of Communications (Hong Kong) Limited交通銀行(香港)有限公司1; 42017-11-092026-11-10 07:31:55.8170006cca0409bc9636f71fd10e4b518b82e6
AAB945BMG891Banque Pictet & Cie SA1; 4; 92021-03-302026-11-10 07:31:55.817000fa3c68abbe5616f89940c34f11effdd3
AAD601BDM672Morgan Stanley Bank Asia Limited摩根士丹利銀行亞洲有限公司1; 2; 92015-01-222026-11-10 07:31:55.81700058ed5ab2abdbd0c0c1eaf995dbd5786b
AAE987AAJ165Bank of East Asia Limited, The東亞銀行有限公司1; 4; 6; 92005-01-112026-11-10 07:31:55.817000ef8dbd123ff5a1e8b4000901ba3a6657
AAJ561AAH297Hang Seng Bank Limited恒生銀行1; 42024-07-152026-11-10 07:31:55.817000cf05f0018ebfe1540896ab8b39b4b4e4
AAW389AAA621Chong Hing Bank Limited創興銀行有限公司4; 92018-06-202026-11-10 07:31:55.81700027ef47b9696e747b9d99bf2d46ab18ca
ABA346AAE727Royal Bank of Canada加拿大皇家銀行1; 4; 62017-02-022026-11-10 07:31:55.8170008dcdfa067d5b1dedbe78a312feb0d77a
ABH959AAP937Citibank, N.A.花旗銀行62006-04-132026-11-03 07:36:43.513000544e642fbdfa0964190b70a6a6f569c0

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Columns

SFC Executive Officers: Columns
Column Type Description
eo_ceref text CE Reference of the executive officer (the individual)
principal_ceref text CE Reference of the registered institution (bank) the EO supervises
principal_name text Name of the registered institution (English)
principal_name_chi text Name of the registered institution (Chinese); empty if not recorded
ra_types text Regulated-activity Type numbers the EO supervises at this institution (semicolon-separated)
appointed_from date Earliest effective date across the EO's regulated activities at this institution; NULL if unrecorded
updated_at date and time Timestamp of the most recent fetch that witnessed this edge
id text Stable unique identifier for this row — the last column of every export. Use it to deduplicate, to key an incremental load, or to reference one specific row. It is additive: the entity and join keys you already use (race_id, horse_id, and the like) are unchanged.

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