SFC Disciplinary Actions
Enforcement and disciplinary history for Hong Kong SFC-licensed firms
sfc_disciplinary_actions
- Rows
- 136
- Coverage
- April 2021 to September 2026
- Columns
- 8
- Latest data
- 2026-09-28
Sample
8 rows shown
The last 12 months of SFC disciplinary actions.
| corp_ceref | action_date | action_type | action_type_chi | eng_doc_seq | chi_doc_seq | updated_at | id |
|---|---|---|---|---|---|---|---|
| AAU638 | 2025-11-13 | Public Reprimand | 公開譴責 | 3327 | 3328 | 2026-11-10 08:29:28.399000 | a97db640b2e96ab7f91e64b5bd708ef0 |
| AAU638 | 2025-11-13 | Fine | 罰款 | 3327 | 3328 | 2026-11-10 08:29:28.399000 | aec3427c34d6ba390ad4988b987ac398 |
| ABN091 | 2026-07-22 | Public Reprimand | 公開譴責 | 3369 | 3370 | 2026-11-10 08:29:28.399000 | dc8b005bbd0c119c3ed85fa386135b9f |
| ABN091 | 2026-07-22 | Fine | 罰款 | 3367 | 3368 | 2026-11-10 08:29:28.399000 | a7a5ee951bb3ec74ce0b253c3fe5ddf0 |
| ACU547 | 2026-07-28 | Public Reprimand | 公開譴責 | 3379 | 3380 | 2026-11-04 08:29:46.290000 | 665e6880c0da813582b98282b4585773 |
| ACU547 | 2026-07-28 | Fine | 罰款 | 3377 | 3378 | 2026-11-04 08:29:46.290000 | 730d45dd4ce70111df3f7db342362baa |
| AEZ575 | 2026-07-27 | Fine | 罰款 | 3374 | 3373 | 2026-11-10 08:29:28.399000 | e96b3859468b29a7fc9d800c353303bf |
| AEZ575 | 2026-07-27 | Public Reprimand | 公開譴責 | 3374 | 3373 | 2026-11-10 08:29:28.399000 | 79bad366eb475c374b2225a6983632c3 |
Both open directly in a spreadsheet.
Also as compressed CSV, JSON
Columns
| Column | Type | Description |
|---|---|---|
| corp_ceref | text | CE Reference of the disciplined SFC-licensed corporation |
| action_date | date | Date the disciplinary action was taken |
| action_type | text | Type of action (e.g. Fine, Public Reprimand, Suspension, Revocation) |
| action_type_chi | text | Action type in Chinese |
| eng_doc_seq | text | Sequence number of the English press-release document for this action |
| chi_doc_seq | text | Sequence number of the Chinese press-release document for this action |
| updated_at | date and time | Timestamp of the most recent fetch that witnessed this action |
| id | text | Stable unique identifier for this row — the last column of every export. Use it to deduplicate, to key an incremental load, or to reference one specific row. It is additive: the entity and join keys you already use (race_id, horse_id, and the like) are unchanged. |
Query it
Every table can be queried with SQL, the API or an AI assistant, using a Renavon account.
SELECT * FROM renavon_exports.sfc_disciplinary_actions LIMIT 10Ways to get this table
Subscription
HK Corporate Diligence — Compliance Pass
1,000,000 rows a monthwith 14 other tables
Subscriptions and archives are sold by Renavon, which sets the prices shown here and handles checkout.